Emirates NBD-“VP, Head of CDD Systems”

Emirates NBD-“VP, Head of CDD Systems”
Vice President, Head of CC System
Band R
Department Description:
The Compliance Organisation Unit is responsible for ensuring that the Bank complies with all relevant external laws and regulations applicable in the various jurisdictions that the Bank operates in Significantly this includes compliance with Sanctions Anti Money Laundering AML and Counter Terrorist Financing CTF requirements not only of the countries that the Bank operates in but with those of key US and EU regulators
Brief Description:
Setting out the relevant regulatory requirements and expectations that the Bank must comply with in an Obligations Register which then maps these to the Banks policies procedures and processes including systems
Working with the business to monitor and set appropriate policies procedures and processes to ensure compliance with regulatory requirements expectations and industry best practices
Providing official written and informal guidance and advice on Compliance matters to the respective businesses as and when required .eg on a client product or transaction basis
Ensuring that appropriate training is given to all relevant staff on the Banks policies and procedures This includes the provision of training on key policies and procedures such as Sanctions AML and CTF
Undertaking periodic risk based Compliance Monitoring to ensure the Banks policies and procedures are being complied with and escalates to management significant noncompliance
Detailed Description:
The incumbent is responsible for managing the Customer Due Diligence system road map and strategy
The incumbent will be responsible for the successful implementation of the Automated CDD system This will result in the effective and efficient execution of policies and procedures to ensure AML KYC and sanctions regulatory requirements are met at onboarding of new clients periodic reviews and Trigger Event Driven Events of Existing customers
The individual is responsible for overseeing and managing the effective operation of the banks Automated CDD system This includes taking proactive steps to ensure that data mapping systems parameters remain complete and fit for purpose and that the systems are generating the relevant information for KYCCDD information
A key part of this is the detail and prioritizing on functionality and customer experienceincluding prioritization of new functionalities and makes decisions on CDD fulfilment adherence to processes across all segments
The individual is responsible for providing seamless linkages between the CDD system and various frontend systems eg BPM NexJ CRM Tablet Banking Online Banking Mobile Banking etc used by Business Units
Job Requirements:
Giving priority to requests made by or on behalf of the Chief Compliance Officer
Providing the Chief Compliance Officer with feedback information and reports of sufficient accuracy detail quality context and relevance within the given deadlines and time frames
This includes ad hoc requests as well as ongoing regular requests such as those relating to Compliance updates to the Board Risk Committee Group Risk Committee EXCO and for the CEO Management letter
Prepare and present product visions and proposals to the leadership team CDD strategy when required
Identify channel KPIs and use them as a cornerstone for team focus and priorities
Manage cross functional relationships with emphasis on decision making over consensus
Define channel MVPs manage product backlog priorities and strategically scope to achieve rapid feedback cycles

Additional Details:
Tertiary education preferably post graduate qualifications
Any recognized Compliance certification
Around 10 years of experience in banking or any other financial services industry
Project Implementation or Configuration experience of CDD systems like PegaFenergodeep understanding of both domainCDD and technical areaIT related is expected
A minimum of 5 to 8 years Compliance AML SanctionsCDD Process and systems related exposure experience ideally across Retail Wholesale Banking and Private Banking
A minimum of 5 8 Project Management experience
Product Management or Product Owner certifications on Agile project methodology
Ability to think out of the box and see the big picture
Innovative thinking
Self starter shows and takes initiative
Committed to creating a continuous improvement culture within a team and organization
Interpersonal abilities to present a professional and cooperative image to all internal and external stakeholders
Good team work skills to establish and maintain effective business relationship with key stakeholders
Able to understand interpret Compliance business needs and to implement this into system lists data training
Primary Location: United Arab Emirates-Dubai-Dubai – Deira, Baniyas Road, Enbd Head Office
Job: Professional Support
Organization: Group Compliance
Schedule: Regular
Shift: Standard
Job Type: Full-time
Day Job
Job Posting: Jul 16, 2020, 3:44:22 AM

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